Privacy Policy

Privacy Policy

Effective: July 1 2025

Mozella Asset Management, LLC. 

Jonathan Henrich, CEO

5922 9th Ave N. 2nd Fl. St Petersburg FL 33710

Mobile: 727.280.8565   

Office: 727.607.3904  

Email: info@MozellaCapital.com

Our Commitment to You

Mozella Asset Management LLC (referred to as "Mozella", "we", "our" and "us" throughout this notice) is committed to safeguarding the use of your personal information that we have as your investment advisor. We will protect the security and confidentiality of the personal information we have and make efforts to ensure that such information is used for proper business purposes in connection with the management or servicing of your account. Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything we can to maintain that trust.

We do not sell your nonpublic personal information to anyone. Nor does Mozella provide such information to others except for discrete and proper business purposes in connection with the service and management of your account as discussed below.

Details of our approach to privacy and how your personal nonpublic information is collected and used are set forth in this privacy policy.

The Information We Collect About You

You typically provide personal information when you complete the paperwork required to become our Client. This information may include some or all the following:

•   Name and address

•   Assets

•   E-mail address

•   Income

•   Phone number

•   Account balance

•   Social security or tax ID number

•   Investment activity

•   Accounts at other institutions

•   Detailed financial information

We may collect nonpublic information about you from the following sources:

•   Information we receive on Brokerage Agreements, Managed Account Agreements and other Subscription and Account Opening Documents

•   Information we receive while establishing a customer relationship including, but not limited to, applications, forms, and questionnaires

•   Information about your transactions with us or others

Information About You That We May Share

Mozella works to provide products and services that benefit our customers. We may share nonpublic personal information with non-affiliated third parties (such as brokers and custodians) as necessary for us to provide agreed services and products to you consistent with applicable law. We may also disclose nonpublic personal information to other financial institutions with whom we have joint business arrangements for proper business purposes in connection with the management or servicing of your account. In addition, your nonpublic personal information may also be disclosed to people or entities we believe to be your authorized agent or representative, regulators to satisfy our regulatory obligations, and is otherwise required or permitted by law. Lastly, we may disclose your nonpublic personal information to companies we hire to help administrate our business. Companies we hire to provide services of this kind are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We limit their use of your personal information to the performance of the specific service we have requested.

We do not sell your nonpublic personal information to anyone.

Information About Former Clients

Mozella does not disclose, and does not intend to disclose, nonpublic personal information to non-affiliated third parties with respect to people who are no longer our clients.

Confidentiality and Security

Our employees are advised about our obligation to respect the confidentiality of our customers' nonpublic personal information. Additionally, we maintain physical, procedural and electronic safeguards to protect the information from access by unauthorized parties.

Opt-Out Provision

We will not share your information under any circumstances unless doing so is permitted by law and necessary for us to provide service to you. Therefore, no allowances are made for clients and former clients to opt-out of our privacy policy and information sharing arrangements.

Data Breach Notification

We will inform, as soon as possible, anyone affected by a data security breach.

We'll Keep You Informed

We will send you notice of our privacy policy annually for as long as you maintain an ongoing relationship with us. Periodically we may revise our privacy policy and will provide you with a revised policy if the changes materially alter the previous privacy policy. We will not, however, revise our privacy policy to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the sharing of information. For any questions about our privacy policy, contact us at 727-280-5685.